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An n×nn \times n complex matrix AA is called tt-normal if AAt=AtAA A^{t}=A^{t} A where AtA^{t} is the transpose of AA. For each nn, determine the maximum dimension of a linear space of complex n×nn \times n matrices consisting of t-normal matrices.

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Solution

Answer: The maximum dimension of such a space is n(n+1)2\frac{n(n+1)}{2}. The number n(n+1)2\frac{n(n+1)}{2} can be achieved, for example the symmetric matrices are obviously t-normal and they form a linear space with dimension n(n+1)2\frac{n(n+1)}{2}. We shall show that this is the maximal possible dimension. Let MnM_{n} denote the space of n×nn \times n complex matrices, let SnMnS_{n} \subset M_{n} be the subspace of all symmetric matrices and let AnMnA_{n} \subset M_{n} be the subspace of all anti-symmetric matrices, i.e. matrices AA for which At=AA^{t}=-A. Let VMnV \subset M_{n} be a linear subspace consisting of t-normal matrices. We have to show that dim(V)\operatorname{dim}(V) \leq dim(Sn)\operatorname{dim}\left(S_{n}\right). Let π:VSn\pi: V \rightarrow S_{n} denote the linear map π(A)=A+At\pi(A)=A+A^{t}. We have dim(V)=dim(Ker(π))+dim(Im(π))\operatorname{dim}(V)=\operatorname{dim}(\operatorname{Ker}(\pi))+\operatorname{dim}(\operatorname{Im}(\pi)) so we have to prove that dim(Ker(π))+dim(Im(π))dim(Sn)\operatorname{dim}(\operatorname{Ker}(\pi))+\operatorname{dim}(\operatorname{Im}(\pi)) \leq \operatorname{dim}\left(S_{n}\right). Notice that Ker(π)An\operatorname{Ker}(\pi) \subseteq A_{n}. We claim that for every AKer(π)A \in \operatorname{Ker}(\pi) and BV,Aπ(B)=π(B)AB \in V, A \pi(B)=\pi(B) A. In other words, Ker(π)\operatorname{Ker}(\pi) and Im(π)\operatorname{Im}(\pi) commute. Indeed, if A,BVA, B \in V and A=AtA=-A^{t} then (A+B)(A+B)t=(A+B)t(A+B)(A+B)(A+B)^{t}=(A+B)^{t}(A+B) \Leftrightarrow AAt+ABt+BAt+BBt=AtA+AtB+BtA+BtB\Leftrightarrow A A^{t}+A B^{t}+B A^{t}+B B^{t}=A^{t} A+A^{t} B+B^{t} A+B^{t} B \Leftrightarrow ABtBA=AB+BtAA(B+Bt)=(B+Bt)A\Leftrightarrow A B^{t}-B A=-A B+B^{t} A \Leftrightarrow A\left(B+B^{t}\right)=\left(B+B^{t}\right) A \Leftrightarrow Aπ(B)=π(B)A\Leftrightarrow A \pi(B)=\pi(B) A Our bound on the dimension on VV follows from the following lemma: Lemma. Let XSnX \subseteq S_{n} and YAnY \subseteq A_{n} be linear subspaces such that every element of XX commutes with every element of YY. Then dim(X)+dim(Y)dim(Sn)\operatorname{dim}(X)+\operatorname{dim}(Y) \leq \operatorname{dim}\left(S_{n}\right) Proof. Without loss of generality we may assume X=ZSn(Y):={xSn:xy=yxyY}X=Z_{S_{n}}(Y):=\left\{x \in S_{n}: x y=y x \quad \forall y \in Y\right\}. Define the bilinear map B:Sn×AnCB: S_{n} \times A_{n} \rightarrow \mathbb{C} by B(x,y)=tr(d[x,y])B(x, y)=\operatorname{tr}(\mathrm{d}[\mathrm{x}, \mathrm{y}]) where [x,y]=xyyx[x, y]=x y-y x and d=diag(1,,n)d=\operatorname{diag}(1, \ldots, n) is the matrix with diagonal elements 1,,n1, \ldots, n and zeros off the diagonal. Clearly B(X,Y)={0}B(X, Y)=\{0\}. Furthermore, if yYy \in Y satisfies that B(x,y)=0B(x, y)=0 for all xSnx \in S_{n} then tr(d[x,y])=tr([d,x],y])=0\left.\operatorname{tr}(\mathrm{d}[\mathrm{x}, \mathrm{y}])=-\operatorname{tr}([\mathrm{d}, \mathrm{x}], \mathrm{y}]\right)=0 for every xSnx \in S_{n}. We claim that {[d,x]:xSn}=An\left\{[d, x]: x \in S_{n}\right\}=A_{n}. Let EijE_{i}^{j} denote the matrix with 1 in the entry (i,j)(i, j) and 0 in all other entries. Then a direct computation shows that [d,Eij]=(ji)Eij\left[d, E_{i}^{j}\right]=(j-i) E_{i}^{j} and therefore [d,Eij+Eji]=\left[d, E_{i}^{j}+E_{j}^{i}\right]= (ji)(EijEji)(j-i)\left(E_{i}^{j}-E_{j}^{i}\right) and the collection {(ji)(EijEji)}1i<jnspanAn\left\{(j-i)\left(E_{i}^{j}-E_{j}^{i}\right)\right\}_{1 \leq i<j \leq n} \operatorname{span} A_{n} for iji \neq j. It follows that if B(x,y)=0B(x, y)=0 for all xSnx \in S_{n} then tr(yz)=0\operatorname{tr}(\mathrm{yz})=0 for every zAnz \in A_{n}. But then, taking z=yˉz=\bar{y}, where yˉ\bar{y} is the entry-wise complex conjugate of yy, we get 0=tr(yy)=tr(yyt)0=\operatorname{tr}(\mathrm{y} \overline{\mathrm{y}})=-\operatorname{tr}\left(\mathrm{y} \overline{\mathrm{y}}^{\mathrm{t}}\right) which is the sum of squares of all the entries of yy. This means that y=0y=0. It follows that if y1,,ykYy_{1}, \ldots, y_{k} \in Y are linearly independent then the equations B(x,y1)=0,,B(x,yk)=0B\left(x, y_{1}\right)=0, \quad \ldots, \quad B\left(x, y_{k}\right)=0 are linearly independent as linear equations in xx, otherwise there are a1,,aka_{1}, \ldots, a_{k} such that B(x,a1y1++B\left(x, a_{1} y_{1}+\ldots+\right. akyk)=0\left.a_{k} y_{k}\right)=0 for every xSnx \in S_{n}, a contradiction to the observation above. Since the solution of kk linearly independent linear equations is of codimension kk, dim({xSn:[x,yi]=0, for i=1,,k})dim(xSn:B(x,yi)=0 for i=1,,k)=dim(Sn)k\begin{gathered}\operatorname{dim}\left(\left\{x \in S_{n}:\left[x, y_{i}\right]=0, \text { for } i=1, \ldots, k\right\}\right) \leq \\ \leq \operatorname{dim}\left(x \in S_{n}: B\left(x, y_{i}\right)=0 \text { for } i=1, \ldots, k\right)=\operatorname{dim}\left(S_{n}\right)-k\end{gathered} The lemma follows by taking y1,,yky_{1}, \ldots, y_{k} to be a basis of YY. Since Ker(π)\operatorname{Ker}(\pi) and Im(π)\operatorname{Im}(\pi) commute, by the lemma we deduce that dim(V)=dim(Ker(π))+dim(Im(π))dim(Sn)=n(n+1)2\operatorname{dim}(V)=\operatorname{dim}(\operatorname{Ker}(\pi))+\operatorname{dim}(\operatorname{Im}(\pi)) \leq \operatorname{dim}\left(S_{n}\right)=\frac{n(n+1)}{2}

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